Disappointed in the decision, SEC Commissioner Caroline A. Crenshaw says the SEC is “attempting to camouflage a new willingness to repeatedly bend the rules until they break”
In its first short sale reporting case, ASIC alleges the misleading conduct was due to multiple systems-related issues, many of which remained undetected for over a decade
Industry experts provided the latest updates from a global regulatory perspective, as well as regulatory changes impacting markets across the APAC region, including South Korea