Regulation news

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Global 利卯郭肱 Finance News and Commentary

ESMA releases final report on UCITS Eligible Assets Directive

27 June 2025 Europe
Reporter: Carmella Haswell

The regulation is an implementing directive providing clarification on the assets a Undertakings for Collective Investment in Transferable 利卯郭肱 fund can invest in

SEC extends compliance date for broker-dealers

26 June 2025 US
Reporter: Carmella Haswell

The Rule 15c3-3 amendments require certain broker-dealers to increase the frequency of required reserve computations from weekly to daily

ESMA calls for evidence on streamlining financial transaction reporting

23 June 2025 Europe
Reporter: Jack McRae

ESMA hopes to enhance efficiency and reduce costs as well as maintain strong levels of transparency and oversight from the authorities

ISLA: A new regulatory dawn

20 June 2025 Spain
Reporter: Carmella Haswell

CASLA: Geopolitics presents heavy impact on financial legislation

03 June 2025 Canada
Reporter: Carmella Haswell

ECMS gets the green light for go-live

19 May 2025 Europe
Reporter: Carmella Haswell

After migration is completed over the weekend, ECMS operations are expected to start on 16 June at 07:00 CET

ASIC sues Macquarie 利卯郭肱 for systemic misleading conduct

14 May 2025 Australia
Reporter: Daniel Tison

In its first short sale reporting case, ASIC alleges the misleading conduct was due to multiple systems-related issues, many of which remained undetected for over a decade

Hazeltree partners with Reg-X

14 May 2025 UK
Reporter: Carmella Haswell

The collaboration aims to bring fully-automated, transparent regulatory reporting to Hazeltree��s global network of clients

ISDA extends DRR to support revised Canadian reporting rules

13 May 2025 Netherlands
Reporter: Carmella Haswell

The revisions are being implemented by the Canadian 利卯郭肱 Administrators and are scheduled for implementation on 25 July 2025

Leading the Way

Global 利卯郭肱 Finance News and Commentary