Regulation news

Leading the Way

Global 利卯郭肱 Finance News and Commentary

SEC issues guidance for broker-dealers on Treasury clearing

11 August 2025 US
Reporter: Zarah Choudhary

The US 利卯郭肱 and Exchange Commission has issued answers to FAQs that broker-dealers have posed to the staff regarding the customer protection rule

SEC votes to allow in-kind creations and redemptions for Crypto ETPs

30 July 2025 US
Reporter: Tahlia Kraefft

Bitcoin and ether ETPs will be permitted to generate and reclaim shares on an in kind basis under the changes

SEC extends compliance dates for 10c-1a

29 July 2025 US
Reporter: Carmella Haswell

It follows the Financial Industry Regulatory Authority��s decision to request an extension of Rule 10c-1a��s reporting date and the dissemination date

Canadian 利卯郭肱 Administrators issues exemptions for repo facility access

25 July 2025 Canada
Reporter: Carmella Haswell

ISDA DRR supports revised derivatives data reporting rules

25 July 2025 Canada
Reporter: Carmella Haswell

ESAs publish DORA oversight guide

16 July 2025 Belgium
Reporter: Karl Loomes

The guide provides financial institutions and service providers with a high-level overview of the governance structure, processes, and supervisory tools

OSTTRA granted exemptions on mandatory clearing obligations

08 July 2025 UK
Reporter: Carmella Haswell

With the exemption now in place, the OSTTRA service can better optimise risk reduction through a more liquid and widely traded contract

High-level roadmap released for Europe��s T+1 transition

01 July 2025 Europe
Reporter: Carmella Haswell

Released by the EU T+1 Industry Committee, the report contains recommendations for market participants in the EU and EEA for the transition to a shorter settlement cycle

ESMA releases final report on UCITS Eligible Assets Directive

27 June 2025 Europe
Reporter: Carmella Haswell

The regulation is an implementing directive providing clarification on the assets a Undertakings for Collective Investment in Transferable 利卯郭肱 fund can invest in

Leading the Way

Global 利卯郭肱 Finance News and Commentary