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Global 利卯郭肱 Finance News and Commentary

The ESAs and UK financial regulators sign MoU

19 January 2026 Europe
Reporter: Hansa Tote

The European Supervisory Authorities and UK financial regulators have signed an MoU on oversight of critical ICT third-party service providers under the Digital Operational Resilience Act

Thailand proposes revisions to short selling and SBL services

13 January 2026 Thailand
Reporter: Carmella Haswell

Looking to improve the appropriateness and efficiency of these services, Thailand��s SEC also aims to enhance regulatory oversight in line with the current capital market conditions

SEBI reviews framework for stock brokers

12 January 2026 India
Reporter: Carmella Haswell

The 利卯郭肱 and Exchange Board of India has carried out a review of the extant technical glitch framework for stock brokers and has modified it in line with ease of compliance

DTCC receives approval for new agent clearing service

07 January 2026 US
Reporter: Carmella Haswell

Saudi Arabia opens capital market to all foreign investors

06 January 2026 Saudi Arabia
Reporter: Carmella Haswell

Macquarie admits short selling misconduct

19 December 2025 Australia
Reporter: Hansa Tote

Macquarie 利卯郭肱 Australia has agreed to pay a AU$35 million fine for its inaccurate reporting, caused by multiple systems-related failures

SIFMA publishes Treasury clearing framework

19 December 2025 US
Reporter: Hansa Tote

The report, titled ��US Treasury and Repo Clearing Done-Away Model Design Considerations�� builds upon the ��US Treasury Central Clearing Industry Considerations Report�� published in November 2024

SEC confirms new implementation dates for Rules 10c-1a and 13f-2

04 December 2025 US
Reporter: Carmella Haswell

Disappointed in the decision, SEC Commissioner Caroline A. Crenshaw says the SEC is ��attempting to camouflage a new willingness to repeatedly bend the rules until they break��

Nigeria��s capital market moves to T+2

01 December 2025 Nigeria
Reporter: Carmella Haswell

The transition positions Nigeria more competitively within the global capital market landscape, where shorter settlement cycles are increasingly becoming the standard

Leading the Way

Global 利卯郭肱 Finance News and Commentary