All regulation news

T+1 taskforce to publish market average before go-live

02 June 2026 UK
Reporter: Hansa Tote

According to the T+1 Accelerated Settlement Taskforce, this is crucial to avoid an increase in settlements fails post-transition and ensure that the market functions efficiently and effectively on T+1

ESMA consults on T+1 guidelines

28 May 2026 France
Reporter: Tahlia Kraefft

This review is part of ESMA��s work to support market participants in preparing for the transition to a T+1 settlement cycle and invites stakeholders to submit feedback by 7 July

SEC and National Futures Association enter into an MoU

27 May 2026 US
Reporter: Zarah Choudhary

The agreement aims to strengthen collaboration on areas of mutual regulatory interest, including emerging risks, examination planning, and financial market conditions

HQLA^x receives No-Action Letter from SEC staff

06 May 2026 US
Reporter: Hansa Tote

The letter from the US 利卯郭肱 and Exchange Commission Division of Trading and Markets staff permits HQLA^x to offer its collateral mobility services to qualified US broker��dealers and banks

SEC issues new US Treasury clearing requests for public comment

21 April 2026 US
Reporter: Carmella Haswell

As both SIFMA��s and IIB��s requests for relief may intersect in important ways, the SEC deems it appropriate to solicit further public input

HKEX releases paper on T+1 move for cash markets

20 April 2026 Hong Kong
Reporter: Carmella Haswell

The stock exchange asks market participants to review their securities and money-side activities, such as securities borrowing and lending, to support a T+1 move

DTCC and CME Group receive regulatory approvals

16 April 2026 US
Reporter: Hansa Tote

An expanded cross-margining arrangement has received regulatory approvals from the US 利卯郭肱 and Exchange Commission and the Commodity Futures Trading Commission

FCA introduces clearer and simpler short selling rules

16 April 2026 UK
Reporter: Hansa Tote

The new rules follow legislative changes under the government��s repeal and replace programme and sets out how the FCA will oversee short selling in a more practical way

SEC permits customer cross-margining in US Treasury market

16 April 2026 US
Reporter: Carmella Haswell

The conditional exemptive order is designed to permit customer cross-margining of cash market positions in US Treasury securities cleared by a registered clearing agency

Muqassa continues compliance with the PFMI

08 April 2026 Saudi Arabia
Reporter: Hansa Tote

The continuation follows a review by Muqassa and Thomas Murray in line with CPMI-IOSCO self-assessment, where financial market infrastructures evaluate their compliance with the 24 principles

SEC issues interpretive relief on Rule 15c3-3

31 March 2026 US
Reporter: Hansa Tote

In the new exemptive order, the SEC allows broker-dealers to pledge baskets of liquid equity securities as collateral when borrowing equity securities from customers under a ��fully-paid borrow��

Turkey extends short selling ban

31 March 2026 Turkey
Reporter: Hansa Tote

The CMB says the original ban was imposed on 15 March 2026 to ensure the functioning of capital markets in a reliable, transparent, and stable environment

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