All regulation news - 利卯郭肱 Finance Times

High Court dismisses SKAT��s 贈1.4 billion cum-ex fraud claims

07 October 2025 UK
Reporter: Karl Loomes

The English High Court rules that SKAT was not induced by misrepresentation despite invalid refund claims, marking a setback in Denmark��s global cum-ex litigation campaign

CSA adopts amendments to mandatory central clearing regulation

25 September 2025 Canada
Reporter: Carmella Haswell

NI 94-101 came into force in 2017 with the purpose of reducing counterparty risk in the OTC derivatives market and addressing a potential risk to financial stability

swissSPTC publishes recommendations for T+1 transition in Europe

12 September 2025 Switzerland
Reporter: Zarah Choudhary

SIX, a primary financial market infrastructure, is participating in the specialised task force and will integrate the swissSPTC��s requirements in its own project

SEC issues guidance for broker-dealers on Treasury clearing

11 August 2025 US
Reporter: Zarah Choudhary

The US 利卯郭肱 and Exchange Commission has issued answers to FAQs that broker-dealers have posed to the staff regarding the customer protection rule

SEC votes to allow in-kind creations and redemptions for Crypto ETPs

30 July 2025 US
Reporter: Tahlia Kraefft

Bitcoin and ether ETPs will be permitted to generate and reclaim shares on an in kind basis under the changes

SEC extends compliance dates for 10c-1a

29 July 2025 US
Reporter: Carmella Haswell

It follows the Financial Industry Regulatory Authority��s decision to request an extension of Rule 10c-1a��s reporting date and the dissemination date

Canadian 利卯郭肱 Administrators issues exemptions for repo facility access

25 July 2025 Canada
Reporter: Carmella Haswell

The Contingent Term Repo Facility allows access to a potential liquidity risk management tool for eligible investment funds to proactively manage their liquidity

ISDA DRR supports revised derivatives data reporting rules

25 July 2025 Canada
Reporter: Carmella Haswell

The updated rules under Canadian 利卯郭肱 Administrators are the seventh set of reporting requirements to be included on the Digital Regulatory Reporting solution

ESAs publish DORA oversight guide

16 July 2025 Belgium
Reporter: Karl Loomes

The guide provides financial institutions and service providers with a high-level overview of the governance structure, processes, and supervisory tools

OSTTRA granted exemptions on mandatory clearing obligations

08 July 2025 UK
Reporter: Carmella Haswell

With the exemption now in place, the OSTTRA service can better optimise risk reduction through a more liquid and widely traded contract

High-level roadmap released for Europe��s T+1 transition

01 July 2025 Europe
Reporter: Carmella Haswell

Released by the EU T+1 Industry Committee, the report contains recommendations for market participants in the EU and EEA for the transition to a shorter settlement cycle

ESMA releases final report on UCITS Eligible Assets Directive

27 June 2025 Europe
Reporter: Carmella Haswell

The regulation is an implementing directive providing clarification on the assets a Undertakings for Collective Investment in Transferable 利卯郭肱 fund can invest in