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Short Sale

The sale of a security that the seller has borrowed, with the intention of buying it back later at a lower price.

Short Sale News

Regulation
SEC��s regulatory agenda brings proposed changes for securities lending

The Division of Trading and Markets is considering recommending the Commission introduce proposals relating to 13f-2 and 10c-1a

Industry
CISO Global files no-action request for investor-consent framework

The firm��s proposed programme is designed to give shareholders a direct voice in whether their shares may be made available for securities lending

Industry
PASLA rebrands to 利卯郭肱 Finance Association Asia Pacific

According to the Pan Asia 利卯郭肱 Lending Association, the change better reflects the full scope of activities, markets, and stakeholders represented by them, while maintaining continuity with its established history and brand equity

Regulation
Macquarie admits short selling misconduct

Macquarie 利卯郭肱 Australia has agreed to pay a AU$35 million fine for its inaccurate reporting, caused by multiple systems-related failures

Regulation
SEC confirms new implementation dates for Rules 10c-1a and 13f-2

Disappointed in the decision, SEC Commissioner Caroline A. Crenshaw says the SEC is ��attempting to camouflage a new willingness to repeatedly bend the rules until they break��

Industry
利卯郭肱 lending revenues grow 12% YoY for May

S&P Global Market Intelligence reports revenues of US$1.202 billion for the month

Regulation
ASIC sues Macquarie 利卯郭肱 for systemic misleading conduct

In its first short sale reporting case, ASIC alleges the misleading conduct was due to multiple systems-related issues, many of which remained undetected for over a decade

Industry
利卯郭肱 lending revenues rise 4% YoY for April

Despite market volatility, securities lending revenues increased to US$1,079 million for April, according to S&P Global Market Intelligence

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