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SEC charges FiveT Capital with violation of trading rule
28 November 2024 US
Reporter: Daniel Tison

Switzerland-based investment adviser violated Rule 105 by buying stock for clients after selling short the same stock during a restricted period

Edaa CEO Advisor Tranquillini departs
28 November 2024 Saudi Arabia
Reporter: Jack McRae

He has held the position at Edaa for two-and-a-half years and describes his time as ��a tremendous human journey as well as an enriching professional experience"

SIX selects Sibbern as new CEO
28 November 2024 Switzerland
Reporter: Daniel Tison

Originally from Denmark, Bj淡rn Sibbern has more than two decades of experience in capital markets

FINRA proposes admin and subscription fees for SLATE
27 November 2024 US
Reporter: Daniel Tison

If approved, the proposed Rule 7720 will introduce fees for reporting securities loans, alongside tailored subscription fees

Citigroup Bank establishes regional headquarters in Riyadh
27 November 2024 Saudi Arabia
Reporter: Jack McRae

New regulations require firms to establish their regional base in the nation or risk losing access to lucrative government contracts

ASX reveals CHESS Release 2 implementation plans
26 November 2024 Australia
Reporter: Daniel Tison

The Australian 利卯郭肱 Exchange plans to implement the new settlement and sub-register services in 2029, with project costs up to AU$320 million

BNY introduces CollateralOne for buy side offering
26 November 2024 US
Reporter: Daniel Tison

By connecting its LendingLite service with the CollateralOne for buy side platform, BNY aims to help clients generate incremental revenue from lending

Regnology acquires VERMEG��s regulatory reporting business
25 November 2024 Germany
Reporter: Daniel Tison

The AGILE solution, currently supporting more than 150 international banks, will be integrated into the Regnology platform

CFTC recommends expansion of non-cash collateral through DLT
25 November 2024 US
Reporter: Daniel Tison

The recommendation, providing a legal and regulatory framework for market participants, was approved without objection

TD 利卯郭肱 forms markets prime services leadership team
25 November 2024 US
Reporter: Carmella Haswell

The team will consist of Ron Chin, Michael McBrien, and Matt Popkin, who will take on their new responsibilities in addition to their current roles

Cboe Clear Europe secures regulatory approval to launch SFT clearing
25 November 2024 Europe
Reporter: Carmella Haswell

The pan-European clearing house is set to introduce a ��first-of-its-kind�� service for European SFT transactions in cash equities and ETFs

US court vacates SEC Dealer Rule
22 November 2024 US
Reporter: Daniel Tison

On the grounds that it exceeds the regulator��s statutory authority, a district court in Texas decided to vacate the final rule entirely