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Cowen goes-live with PB platform
07 December 2016 London
Reporter: Drew Nicol

Cowen Group has onboarded the first customers to its newly-launched international prime brokerage business following an extensive acquisition and hiring campaign...

India to maintain repo/reverse repo rates
07 December 2016 New Delhi
Reporter: Drew Nicol

The Reserve Bank of India is keeping its policy repo rate at 6.25 percent after a unanimous vote of the monetary policy committee on 7 December...

US broker fined for pre-IPO swaps negligence
07 December 2016 Washington DC
Reporter: Drew Nicol

The US 利卯郭肱 and Exchange Commission has fined an online broker for failing to register security-based swaps that were sold to shareholders in pre-initial public offering companies...

ICAP reports strong November EU repo
06 December 2016 London
Reporter: Drew Nicol

ICAP Electronic Market recorded a 15 percent year-over-year increase in European repo transactions in November...

Asian exchanges bolster lendable securities lists
06 December 2016 Shanghai
Reporter: Drew Nicol

The Shanghai Stock Exchange, in concert with the Shenzhen Stock Exchange, has significantly increased the number of underlying stocks available for securities lending, while also loosening the reins on margin trading rules...

Shorters round on retailers despite Trump bump-up
05 December 2016 London
Reporter: Drew Nicol

US retailer Restoration Hardware has attracted more than double the short interest than any other firm in North America in the week ahead of earnings, according to an IHS Markit research note...

OCC imbues senior leadership with new CFO
05 December 2016 Chicago
Reporter: Drew Nicol

OCC has brought on former Optiver US CFO Amy Shelly as senior vice president and CFO...

OneChicago enjoys volume boost in November
02 December 2016 Chicago
Reporter: Katherine Brown

利卯郭肱 finance exchange OneChicago saw its trading volume increase by 35 percent year-over-year as of November...

PIMCO fined $20m for ETF ��odd lots�� disclosure failure
02 December 2016 Washington DC
Reporter: Drew Nicol

Investment management firm PIMCO has been fined $20 million by the US SEC for misleading investors about the performance of one its first actively managed ETFs...

OCC sees sec lending growth in November
02 December 2016 Chicago
Reporter: Drew Nicol

OCC's securities lending central counterparty activity was up 35 percent in new loans in November...

EXCLUSIVE: ISLA's Davis heads to J.P. Morgan
01 December 2016 London
Reporter: Drew Nicol

The International 利卯郭肱 Lending Association's Claire Davis has shifted gear to take on a new role as part of J.P. Morgan's agency lending program...

Small caps offer revenue through Russell 2000 ETFs
01 December 2016 New York
Reporter: Drew Nicol

Savvy investors are leveraging exchange-traded funds that track the Russell 2000 Index to access the juicy revenues available in the US small cap equities market through securities lending programs...