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Penson signs up with Broadridge
30 May 2011 Toronto
Reporter: Justin Lawson

Penson Financial Services Canada Inc. is now operating live on Broadridge Canada��s Brokerage Processing Services (BPS速) solution and investor communication solutions for its securities processing and brokerage accounting businesses.

FINRA Issues Warning on Stock-Based Loan Programs
29 May 2011 Washington D.C.
Reporter: Steven Lafferty

The Financial Industry Regulatory Authority issued a new Investor Alert - Stock-Based Loan Programs: What Investors Need to Know - to educate investors about non-recourse stock-based loan programs, including the risks and rewards of these loans.

J.P. Morgan first foreign agent lender to execute in Brazil
27 May 2011 New York
Reporter: Ben Wilkie

J.P. Morgan Worldwide 利卯郭肱 Services has successfully executed and settled a securities lending transaction in the Brazilian market...

Cyrus Ardalan appointed new chairman of ICMA
26 May 2011 Paris
Reporter: Justin Lawson

The International Capital Market Association (ICMA) has appointed Cyrus Ardalan as the Association's new chairman. Ardalan becomes chairman with immediate affect having been elected during the 43rd AGM and Conference being held in Paris....

Austria extends short selling ban
25 May 2011 Vienna
Reporter: Ben Wilkie

The FMA, the Austrian regulator, has said it will further extend the ban on naked short selling of financial companies' shares until the end of November...

ZKB signs on to use EquiLend��s AutoBorrow
23 May 2011 London
Reporter: Justin Lawson

Z端rcher Kantonalbank (ZKB) has signed on to use EquiLend��s trading and post trade services. ZKB initially plans to utilize the automated securities finance platform to lend their securities via EquiLend��s AutoBorrow and Availability service

BATS Europe unveils preferred interoperable clearing service
23 May 2011 London
Reporter: Ben Wilkie

BATS Europe has announced plans to launch an exclusive preferred interoperable clearing programme to allow trading participants the choice of a preferred clearer from three interoperating clearing counterparties (CCPs) from late July, pending regulat

Pico selects InRush
20 May 2011 Woburn
Reporter: Justin lawson

Redline Trading Solutions has had its InRush Accelerated Ticker Plant selected for Pico Quantitative Trading��s (PQT) new managed solution specifically designed for its multi-asset electronic trading clients...

Opportunities Abound Despite Regulatory Hurdles
19 May 2011 London
Reporter: Will Duff Gordon

Will Duff Gordon looks forward to the Data Explorers New York 利卯郭肱 Financing Forum where leading professionals will gather to discuss regulation and the tensions within the securities finance industry, along with some ground breaking new academ

Shearman & Sterling advises SIX x-clear
19 May 2011 London
Reporter: Justin Lawson

Shearman & Sterling has advised SIX x-clear AG (x-clear), a subsidiary of SIS Swiss Financial Services Group AG, on its arrangements to become an interoperable clearing house and central counterparty alongside LCH.Clearnet Limited.

Healthnostics addresses unusual trading
18 May 2011 New York
Reporter: Steven Lafferty

Healthnostics, having previously issued guidance regarding short-sales of Healthnostics, Inc. common stock have noticed unusual trading activity has continued, involving new market-makers, a significant increase in volume and illegal naked short sell

Charriere joins EquiLend
17 May 2011 London
Reporter: Justin Lawson

Emmanuelle Charriere has been named business development associate, based in London, where she is responsible for working with existing and prospective clients.