18 September 2020Frankfurt Reporter: Natalie Turner
The European Central Bank has finalised its guide showing how it assesses banks’ compliance with counterparty credit risk models and regulatory requirements
Smith & Williamson will use the Broadridge solution to support its discretionary and non-discretionary execution clients, spanning both institutional and retail investors
SRD II, which came into force on 3 September, requires firms providing share custody to disclose client identities and positions when requested to do so by issuers
The Financial Stability Board has extended the implementation timelines for minimum haircut standards for non-centrally cleared securities financing transactions