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UK regulator issues guidance for Basel 3.1 implementation

12 December 2023 UK
Reporter: Bob Currie

This ��near-final�� policy statement responds to feedback advanced by the market on the CP 16/22 consultation paper on Basel 3.1 standards that was circulated in November 2022

Sucden Financial expands risk technology partnership with Nasdaq

12 December 2023 UK
Reporter: Sophie Downes

The collaboration aims to enhance Sucden Financial��s ability to monitor, manage and mitigate market and liquidity risk globally

Tradeweb enters next phase of partnership with BlackRock

11 December 2023 US
Reporter: Carmella Haswell

Announced in December 2022, the partnership allows the integration of Tradeweb��s credit trading solutions and data into BlackRock��s Aladdin OEMS

ESAs launch consultation on second batch of policy mandates under DORA

11 December 2023 Europe
Reporter: Sophie Downes

These policy mandates aim to ensure a consistent legal framework for companies dealing with cyber-attacks or threats to their ICT-related processes

DTCC closes Securrency acquisition

11 December 2023 US
Reporter: Carmella Haswell

The acquisition, announced in October, aims to drive the development of the digital post-trade infrastructure

CME Group to create unified NDF trading venue

11 December 2023 US
Reporter: Carmella Haswell

The Chicago-headquartered derivatives marketplace says the combination will bring market participants across regulatory jurisdictions into a unified global trading environment

Bloomberg, MarketAxess and Tradeweb cancel plans for consolidated tape JV

08 December 2023 UK
Reporter: Carmella Haswell

The venture would have ensured the participation of all three firms in a public procurement procedure to become a fixed income consolidated tape provider in the EU or the UK

ISLA appoints Sethi to director

08 December 2023 UK
Reporter: Carmella Haswell

Rishi Sethi, former communications and marketing director for Rabobank��s UK operations, will join the Association to ensure its regulatory work is showcased to market participants

Northern Trust hires Binder as global head of collateral

08 December 2023 UK
Reporter: Carmella Haswell

Barney Binder will lead the evolution of the firm��s global collateral capabilities across operations, product development and client service

FINRA orders four firms to pay US$2.6 million for fully paid securities lending violations

07 December 2023 US
Reporter: Carmella Haswell

The combined amount includes US$1 million in restitution to retail customers enrolled in fully paid securities lending programmes and fines of US$1.6 million for the firms�� related supervisory and advertising violations

Global PSSL appoints Wilson as strategic advisor

07 December 2023 UK
Reporter: Klea Neza

Sarah Wilson will take on the role of strategic advisor on asset stewardship, where she will also review Global PSSL��s United Nations Pathways Programme

DSB form governance advisory committee for ISIN and UPI Services

07 December 2023 UK
Reporter: Jack McRae

The Derivatives Service Bureau has announced the formation of a new governance advisory committee for both ISIN and the UPI

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