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OCC appoints Dugan to its board of directors

08 August 2023 US
Reporter: Jamie Richards

Meaghan Dugan, head of options at the New York Stock Exchange (NYSE), brings more than 20 years of financial experience to the Options Clearing Corporation (OCC)

SEC fines 10 broker-dealers for record keeping failures

08 August 2023 US
Reporter: Bob Currie

The 利卯郭肱 and Exchange Commission has charged 10 broker-dealer firms with recordkeeping failures and violations relating to their use of electronic communications

Tradeweb and FXall launch new FX swap solution for EM products

08 August 2023 UK
Reporter: Jamie Richards

FX Swap Workflow aims to link trading workflows in local currency emerging markets (EM) bonds and foreign exchange (FX) swaps through a single user interface

Finteum moves towards year-end live date for intraday repo and FX swaps

08 August 2023 UK
Reporter: Bob Currie

Trading during a recent 3-day trial was conducted using a simulated settlement environment, but Finteum plans to support live real money trades by the end of 2023. Natwest and UBS are named as two of 19 banking groups involved in the trial

MarketAxess Holdings set to acquire trading technology provider Pragma

07 August 2023 US
Reporter: Jenna Lomax

MarketAxess Holdings has entered into an agreement to acquire Pragma, a quantitative trading technology provider specialising in algorithmic and analytical services in equities, FX and fixed income

Eurex Repo sees 64.6 per cent YoY trading volume increase for July

04 August 2023 Germany
Reporter: Lucy Carter

Trading volumes on Eurex Repo have risen by 64.6 per cent to ��332.2 billion for July, a significant increase from the ��201.9 billion daily term-adjusted volume recorded in July 2022

Cboe Clear Europe hires new SFT product managers Redhead and Johns

04 August 2023 UK
Reporter: Carmella Haswell

Brendon Johns and Jim Redhead join Cboe Clear Europe as the firm prepares to launch its upcoming SFT clearing service in 2024

BoE proposes extra powers to restrict payments to CCP shareholders in stress conditions

03 August 2023 UK
Reporter: Bob Currie

As part of its responsibility to preserve financial stability, the Bank of England has proposed additional powers to restrict discretionary payments to CCP shareholders or employees in severe circumstances, including dividends and share buy-backs

Deutsche B旦rse Group to acquire remaining shares of FundsDLT

03 August 2023 Luxembourg
Reporter: Jenna Lomax

The acquisition, made by Deutsche B旦rse's DB1 Ventures, will complement and strengthen the fund processing and distribution offerings of Deutsche B旦rse��s post-trade infrastructure provider Clearstream

Werner departs from State Street Digital

03 August 2023 UK
Reporter: Carmella Haswell

Swen Werner, global head of digital custody and payments at State Street Digital, leaves the firm after eight years

Julius Baer hires Yuece

03 August 2023 Switzerland
Reporter: Carmella Haswell

Erhan Yuece joins the Switzerland-based bank as a senior trader after more than 20 years at Credit Suisse

New-Jersey ETF Managers fined for breaches relating to award of securities lending mandate

02 August 2023 US
Reporter: Bob Currie

The 利卯郭肱 and Exchange Commission has fined a New Jersey-based exchange-traded fund manager for breaches relating to the award of a securities lending mandate and for taking actions detrimental to the best interests of the fund and its investors

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