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Global 利卯郭肱 Finance News and Commentary

Leading the Way

Global 利卯郭肱 Finance News and Commentary

Leading the Way

Global 利卯郭肱 Finance News and Commentary

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ESMA publishes draft rules for third country firms under MiFID II

28 September 2020 Brussels
Reporter: Maddie Saghir

ESMA has published draft regulatory and implementing technical standards for third-country firms under MiFIR and MiFID II regimes

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Clearstream��s Richard Glen becomes head of collateral management

28 September 2020 London
Reporter: Natalie Turner

Glen was previously Clearstream��s head of client relations in the UK, Ireland, Nordics and Americas

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Pearce swaps FIS for TP ICAP

28 September 2020 New York
Reporter: Natalie Turner

TP ICAP has appointed former FIS senior sales executive Ann-Marie Pearce, as its newest broker

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Banque de Luxembourg taps MarketAxess for trading solution

28 September 2020 New York
Reporter: Drew Nicol

Axess IQ launched in November 2019 and has been imbued it with ��further enhancements��, including the integration of Auto-X, the automated trading solution, and Composite+, an artificial intelligence-powered pricing engine, into its workflow

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ESMA: Regulators and tax authorities must unite to thwart cum-ex

25 September 2020 Frankfurt
Reporter: Natalie Turner

The EU securities markets watchdog is calling for national regulators to gain new powers to share information and crackdown on cum-ex tax fraud

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Women in 利卯郭肱 Finance explores emotional intelligence in webinar

25 September 2020 New York
Reporter: Natalie Turner

Emotional intelligence is the key to effective team management amid new COVID-19 lockdowns, says CEO of Centre for Advanced Emotional Intelligence

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ESMA appoints new chair of CCP supervisory committee

24 September 2020 Frankfurt
Reporter: Natalie Turner

ESMA��s board of supervisors submitted its nominations in August for its new chair and independent members and the individuals have now been approved by the European Parliament

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Zickwolff steps down as CEO for CCP12

24 September 2020 Shanghai
Reporter: Natalie Turner

The Global Association of Central Counterparties has appointed Teo Floor as its new CEO, as Marcus Zickwolff steps down

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Deutsche Bank wins dismissal of Warburg��s cum-ex suit

24 September 2020 Frankfurt
Reporter: Drew Nicol

Deutsche Bank has dodged a ��167 million cum-ex tax bill after Frankfurt Regional Court found it was not liable to pay for MM Warburg��s capital gains taxes

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DTCC names Lisa Hershey as chief compliance officer

24 September 2020 New York
Reporter: Becky Bellamy

Reporting to Ann Shuman, DTCC��s managing director and general counsel, Lisa Hersey will be responsible for leading the firm��s compliance function

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Deutsche Boerse's withdrawal from regtech raises concerns, says Cappitech

23 September 2020 London
Reporter: Natalie Turner

As the second regulatory service provider to leave the market this year, DB��s hub sale to MarketAxess is expected to inflate pricing and put pressure on clients to align with a single provider

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MarketAxess snaps up Deutsche Boerse��s Regulatory Reporting Hub

23 September 2020 Frankfurt
Reporter: Drew Nicol

MarketAxess says acquiring the Regulatory Reporting Hub will help to further expand and enhance its established services particularly in Germany, France and the Nordics

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