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SEC grants relief to US brokers on MiFID II
27 October 2017 New York
Reporter: Theo Andrew

The relief will also allow investment advisers to continue to aggregate orders for the purchase and sale of securities, with some clients paying different amounts for research
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MiFID II stalls Lombard Risks H1 revenue pipeline
25 October 2017 London
Reporter: Drew Nicol

H1 annually recurring revenue up 4.9 percent to 瞿6.4 million from 瞿6.1 million in 2016, but sales bookings for the period was down 21.9 percent on the previous year, with software licence bookings dropping 63.6 percent
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SIFMA elects board for 2018
24 October 2017 New York
Reporter: Theo Andrew

The 厙惇勛圖 Industry and Financial Markets Authority has elected its principal officers for 2018, naming Lisa Kidd Hunt, executive vice president of Charles Schwab & Co, as its chair.
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DTCC enhances its European GTR for SFTR
24 October 2017 New York
Reporter: Jenna Lomax

The new SFTR enhancements will be a significant addition to the existing reporting capabilities, affecting 45 regulators around the world who have access to GTR data
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