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FINRA lays 贈1.1mn fine on Citi

20 March 2014 Washington
Reporter: Georgina Lavers

Citi has received a slap on the wrist to the tune of $1.1 million, after violating FINRA��s short selling rules...

Hong Kong gets collateral refresh

20 March 2014 Hong Kong
Reporter: Georgina Lavers

Southeast Asia Traders has enhanced its collateral management platform in Hong Kong...

Fay signs up to SL-x

19 March 2014 London
Reporter: Georgina Lavers

Chris Fay has joined SL-x, the trading platform for the securities lending marketplace...

Meridian buyout adds lending for clients

19 March 2014 Bermuda
Reporter: Georgina Lavers

Mitsubishi UFJ Fund Services is to acquire Meridian Fund Services Group, a fund administrator with $14 billion AUA...

Markit gets going with web platform

19 March 2014 London
Reporter: Georgina Lavers

Markit has launched a new securities lending data online platform to caters to specific workflow requirements of lenders and borrowers...

Jason Gruhot departs from Citi

18 March 2014 New York
Reporter: Mark Dugdale

Citi Transaction Services and Jason Gruhot have parted ways, according to sources...

Soobadoo leaves Deutsche Bank

18 March 2014 London
Reporter: Mark Dugdale

Kevin Soobadoo has left his role as director in the equity finance team at Deutsche Bank. He departed on 14 March...

OCC pulls out chairs for new 2014 board

18 March 2014 Chicago
Reporter: Georgina Lavers

OCC has appointed new board officers and board committee chairs for 2014...

Hendel leaves Bank of America

18 March 2014 New York
Reporter: Georgina Lavers

Stuart Hendel will leave as head of prime brokerage at Bank of America in May, a source confirmed...

Northern Trust boosts collateral options

17 March 2014 London
Reporter: Mark Dugdale

Northern Trust is enhancing its collateral management and liquidity solutions to help clients meet the requirements of implementing multiple, inconsistent regulations...

Risks still persist, says ESMA

17 March 2014 Paris
Reporter: Mark Dugdale

Stress in EU securities markets has decreased, but key markets and investors continue to face substantive risks, according to the European 利卯郭肱 and Markets Authority...

Klain connects QASymphony and Doran Jones

14 March 2014 London
Reporter: Georgina Lavers

QASymphony, a developer of quality assurance software testing tools, has partnered up with Doran Jones to sell its software tools...

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