Global Prime Partners expands clearing & custody team 03 November 2015 London Reporter: Drew Nicol Global Prime Partners has appointed Tom Wooders as head of sales, broker-dealers and intermediaries...
FINRA chairmen to retire in 2016 02 November 2015 New York Reporter: Drew Nicol The Financial Industry Regulatory Authority’s (FINRA) chairman and CEO Rick Ketchum is retiring in the second half 2016...
Exclusive: ISLA appoints two extra board members 30 October 2015 London Reporter: Drew Nicol The International Íø±¬³Ô¹Ï Lending Association has appointed two extra board members to balance industry representation...
Tred McIntire retiring from Goldman Sachs 22 October 2015 Boston Reporter: Drew Nicol Mark Whipple and Chris Bodner will succeed Tred McIntire when he retires from Goldman Sachs in February 2016...
SEC appoints two new associate directors 22 October 2015 Washington DC Reporter: Drew Nicol The Íø±¬³Ô¹Ï and Exchange Commission has appointed two new associate directors to its clearing and settlement office...
LCH.Clearnet adds Cumming to BoD 20 October 2015 New York Reporter: Drew Nicol LCH.Clearnet Group has appointed Christine Cumming to its board of directors...
Pirum hires new client specialist 20 October 2015 London Reporter: Drew Nicol Pirum has snapped up David Sanderson as its newest business and client support specialist.
BMO Global AM confirms Christopher Kunkle hire 14 October 2015 Chicago Reporter: Mark Dugdale BMO Global Asset Management has confirmed its recruitment of Christopher Kunkle as managing director of securities lending...
BBH look to their own for new investor services head 09 October 2015 Dublin Reporter: Drew Nicol Brown Brothers Harriman has chosen Seán Páircéir as its next global head of investor services...
CloudMargin lands global head of sales 08 October 2015 London Reporter: Mark Dugdale CloudMargin has recruited Karl Wyborn as managing director and global head of sales...
Investment Association chief steps down 08 October 2015 London Reporter: Mark Dugdale The chief executive of the Investment Association has stepped down from his role with immediate effect...
Weeden Prime Services expands cap intro team 06 October 2015 New York Reporter: Drew Nicol Weeden Prime Services has hired Will Greco as head of capital introductions...