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BNY Mellon makes Solway regional head of equity finance


29 November 2012 Hong Kong
Reporter: Jenna Jones

Paul Solway has been appointed as BNY Mellon’s managing director and regional head of equity finance for Asia-Pacific, confirming a story that SLT reported in early October...
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Mary Schapiro resigns


27 November 2012 New York
Reporter: Georgina Lavers

After being appointed by Reagan, Bush, Clinton and Obama, Mary Schapiro, one of the longest-serving SEC chairpersons, has resigned...
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Rule shoots for 1,000 person mark


23 November 2012 London
Reporter: Georgina Lavers

In November 1997, 15 years ago, Marcus Rule established Rule Financial in London. Having started with just one person based in the UK, this year sees growth to 500 people operating in 5 countries...
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Lombard Risk hires compliance products director
22 November 2012 London
Reporter: Mark Dugdale

Lombard Risk Management has appointed David Wilford as director of compliance products. Wilford will also act as product director for Lombard Risk Management’s new compliance and audit application, ComplianceASSESSOR, and lead its dedicated team...
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State Street CFO to retire in 2013
21 November 2012 Boston
Reporter: Jenna Jones

State Street’s executive vice president and CFO, Edward Resch, will retire in 2013 after more than 10 years in the role...
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RBS hires new head of prime services
16 November 2012 Connecticut
Reporter: Jenna Jones

The Royal Bank of Scotland (RBS) has appointed Jeffrey Howard as head of prime services for the Americas, based in Stamford, Connecticut.
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Andrew Jamieson joins BlackRock
13 November 2012 London
Reporter: Jenna Jones

The former head of equity finance at J.P. Morgan, Andrew Jamieson, has joined the iShares capital markets division of BlackRock as managing director...
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Russian broker BCS snaps up LSE sales specialist
06 November 2012 Moscow
Reporter: Jenna Jones

It has been reported that Russian brokerage Broker Credit Services (BCS) has recruited high-frequency trading sales specialist, Audrey Faveeuw, from the London Stock Exchange (LSE)...
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