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CASLA: T+1 achieves a smooth landing following implementation

11 June 2024 Canada
Reporter: Carmella Haswell

Market participants gathered to attend the 14th annual Canadian 利卯郭肱 Lending Association conference in Toronto, where panellists discussed T+1 post go-live

CASLA: The market faces challenges with regulatory definitions

11 June 2024 Canada
Reporter: Sophie Downes

The panel discussion, titled ��Regulatory Discussion: Who is Drinking and Who is Paying?��, applied a Croatian phrase to the subject of regulations, typically denoting a confused and disorganised situation

SFS: Industry regulations set to challenge firms

09 May 2024 US
Reporter: Sophie Downes

Rule 10c-1a will be complex, expensive and difficult to put into practice, say panellists

Repo ADV climbs 39.4% YoY for April, says Tradeweb

07 May 2024 US
Reporter: Carmella Haswell

The increase in repo average daily volume traded on the platform was driven by quantitative tightening and a rise in client adoption of Tradeweb��s electronic repo trading platform

Berenberg selects Kaizen for regulatory reporting

17 April 2024 UK, Germany
Reporter: Carmella Haswell

The agreement between the two entities allows the bank to use Kaizen��s ReportShield Accuracy Testing to meet MiFIR reporting requirements

ESAs to run voluntary exercise in preparation for DORA implementation

12 April 2024 Europe
Reporter: Carmella Haswell

The exercise will help to collect registers of information of contractual arrangements on the use of ICT third-party service providers by financial entities

UK government gives the go-ahead for move to T+1

02 April 2024 UK
Reporter: Carmella Haswell

The Accelerated Settlement Taskforce report recommends that the UK should aim to move to T+1 no later than the end of 2027 �� the government ��fully endorses�� this as firms require sufficient time to prepare for the transition

ESMA reports mixed feedback on shortening settlement cycle

22 March 2024 Europe
Reporter: Sophie Downes

Participants highlighted the need for a clear signal from the regulatory front at the start of the work and clear coordination between regulators and the industry

Buy-side associations file lawsuit against US SEC to vacate Dealer Rule

19 March 2024 US
Reporter: Carmella Haswell

NAPFM, AIMA AND MFA say by ��failing to definitively and accurately define what a dealer is�� the Dealer Rule may deter regulated market participants from engaging in investment activity in various asset classes

PASLA: SFTR 2.0 coming to Europe with regulatory updates

07 March 2024 Singapore
Reporter: Carmella Haswell

SFTR 2.0 is likely to be rolled out when there is a new mandate from the European Commission in 2025 and could incorporate a tax element, following tax abuse scandals across Europe

BCBS proposes action on ��window dressing�� in G-SIB reporting

07 March 2024 Switzerland
Reporter: Bob Currie

Basel Committee considers requiring banks falling into scope of the Global Systemically Important Bank (G-SIB) framework to report G-SIB indicators based on average values over the reporting year, rather than by using year-end values

Buy-side associations file opening brief challenging SEC rules

06 March 2024 US
Reporter: Bob Currie

AIMA, the MFA and NAPFM argue through their legal action that the SEC��s "defective rulemaking process" produced flawed, inconsistent rules relating to short selling and short position reporting that will harm investors and the markets

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