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ISLA responds to HMRC on Stamp Duty and SDRT

28 June 2023 UK
Reporter: Bob Currie

In its consultation document, HMRC examines whether it is beneficial to adopt a single tax framework for securities transactions, rather than the current arrangement where these may fall into scope of Stamp Duty and Stamp Duty Reserve Tax frameworks

Panellists encourage market collaboration to tackle RWA pressures

22 June 2023 Lisbon
Reporter: Carmella Haswell

Market participants need to partner to find solutions to mitigate RWA pressures across the industry that are derived from Basel IV regulation, according to The Trading Renaissance panel at the ISLA 30 Conference

BoE reviews bank and buy-side behaviour under stress conditions

19 June 2023 UK
Reporter: Lucy Carter

The Bank of England has launched a system-wide exploratory scenario exercise to explore how banks and non-bank financial institutions behave in stressed financial market conditions

Credit risk RWAs could prove challenging under Basel III rules, says ISLA

13 June 2023 UK
Reporter: Carmella Haswell

The International 利卯郭肱 Lending Association has published an overview of the Basel III framework, its impact on the securities finance market and how to address upcoming challenges

FCA hits ED&F Man Capital with 贈17.2m fine for its role in facilitating cum-ex trades

06 June 2023 UK
Reporter: Bob Currie

This is the fourth penalty applied by the UK regulator and the largest that it has applied to date relating to div arb violations. MCM qualified for a 30% reduction under the Settlement Discount Scheme since it did not dispute the FCA's charges

ESMA releases its fifth CCP stress testing exercise

01 June 2023 EU, UK
Reporter: Bob Currie

In line with ESMA��s legal mandate under EMIR, this exercise will assess the resilience of CCPs to adverse market shocks and the danger that failure of a CCP or clearing member can propagate risk across the financial system

Archegos and gilts crisis motivates tighter FCA scrutiny of non-bank financial intermediaries

22 May 2023 UK
Reporter: Bob Currie

Prompt action is necessary to enhance reporting from NBFIs and to establish better data for monitoring leverage and risk concentrations, according to the UK financial regulator

SEC proposes rule changes for US clearing houses

18 May 2023 US
Reporter: Bob Currie

The US 利卯郭肱 and Exchange Commission has targeted rule amendments that aim to strengthen resilience, recovery and wind-down procedures for clearing agencies

Regulatory reporting ��only going to intensify��, 利卯郭肱 Finance Technology Symposium panellist says

09 May 2023 US
Reporter: Lucy Carter

Regulatory reporting is a ��critical�� aspect of business that firms need to be paying attention to, speakers on the ��Regulatory Reporting: Rewrite, reform, refit�� panel at this year��s 利卯郭肱 Finance Technology Symposium in Boston agreed

Delta Capita partners with Reg X Innovations for regulatory services

03 May 2023 US
Reporter: Jenna Lomax

The new platform will process data from trading platforms and trade repositories to analyse reportable fields and data reporting errors

FSOC proposes extension of risk controls over non-bank financial institutions

25 April 2023 US
Reporter: SFT

The US Financial Stability Oversight Council has proposed rule changes that may tighten financial scrutiny of non-bank financial companies if they are deemed to present a threat to financial stability

European Parliament votes in favour of MiCA

20 April 2023 EU
Reporter: Bob Currie

Members of the European Parliament today voted to support the Markets in Cryptoassets Regulation by 517 votes to 38, with 18 abstentions, thereby approving a common rule set for issuance and trading, along with environmental and consumer protection

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