利卯郭肱

Leading the Way

Global 利卯郭肱 Finance News and Commentary

News by section

Latest news

Industry

Technology

People moves

Regulation

Buy side

Repo

Derivatives

ESG

Glossary

All regulation news

UK CCPs avoid potential no-deal Brexit chaos

08 January 2020 London
Reporter: Natalie Turner

In the event of a no-deal Brexit ESMA prepares ahead of time and extends recognition decisions to three UK CCPs

ESMA publishes final SFTR guidelines with LEI reprieve

06 January 2020 Paris
Reporter: Drew Nicol

Market participants have welcomed the 12-month grace period for third-country issuer LEIs that would have ��severely impacted liquidity��

ECB seeks opinions on EONIA to ��STR transition

24 December 2019 Frankfurt
Reporter: Maddie Saghir

The European Central Bank��s working group on euro risk-free rates is looking for market feedback on the transition from the EONIA to the ��STR

ESMA updates SFTR XML schemas but withholds final guidelines

20 December 2019 Paris
Reporter: Drew Nicol

The EU market watchdog has updated its XML schemas for SFTR to an ISO-registered version but the final level three guidelines are now not due until January

UK��s FCA predicted to ramp-up non-compliance fines in 2020

20 December 2019 London
Reporter: Drew Nicol

The UK��s market watchdog has already handed out hefty fines for non-compliance with MiFID II this year and this is expected to "intensify" next year

EXCLUSIVE: deltaconX joins forces with Murex

19 December 2019 Switzerland
Reporter: Natalie Turner

deltaconX sign connectivity agreement with Murex SAS

Industry bodies collaborate on new EU reporting agreement

19 December 2019 London
Reporter: Maddie Saghir

The Master Regulatory Reporting Agreement was developed by ISLA and four other associations with the aim of remaining effective post Brexit

ESMA bats away claims of a link between securities lending and ��short-termism��

18 December 2019 Paris
Reporter: Drew Nicol

ESMA has dismissed concerns that securities lending and short selling are linked to anti-ESG practices

EXCLUSIVE: Deutsche Boerse bows out of SFTR reporting

18 December 2019 Frankfurt
Reporter: Drew Nicol

Deutsche Boerse is no longer planning to offer SFTR reporting services after failing to capture enough clients to justify the service

MiFID II reporting challenges continue

16 December 2019 London
Reporter: Becky Bellamy

Firms are still struggling with reporting quality and process in relation to the second Markets in Financial Instruments Directive, according to Cappitech

US SEC to review exemption rules for affiliated securities lending programmes

13 December 2019 Washington DC
Reporter: Drew Nicol

The US SEC has called on industry participants to assists in reforming flaws in the current exemption relief rules for affiliated parties in securities lending programmes

Jefferies hit with $4m fine for ADR mishandling

10 December 2019 New York
Reporter: Natalie Turner

Jefferies has become the 14th entity to be fined by the US SEC for securities lending failures related to pre-released ADRs

Get in touch

Home

RSS feed

News

Industry

Technology

People moves

Regulation

Buy side

Repo

Derivatives

ESG

Glossary

Magazine