Firms are still struggling with reporting quality and process in relation to the second Markets in Financial Instruments Directive, according to Cappitech
13 December 2019Washington DC Reporter: Drew Nicol
The US SEC has called on industry participants to assists in reforming flaws in the current exemption relief rules for affiliated parties in securities lending programmes
Canada���s market regulator is facing pressure to bring back an uptick rule to limit short selling of ���junior markets��� stocks as part of a campaign to curb ���predatory��� trading activities