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MiFID II data security paramount, warns Silverfinch


28 June 2017 London
Reporter: Theo Andrew

Data sent to regulators as part of the second Markets in Financial Instruments Directive (MiFID II) reporting requirements must be sent and managed securely, said regulatory data exchange Silverfinch
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Former ITG sec lending trader banned for ADR misuse


23 June 2017 Washington DC
Reporter: Drew Nicol

The charges follow ITGs settlement in January when the broker-dealer agreed to pay more than $24.4 million over allegations of securities lending violations relating to the facilitation of naked short selling
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Quantitative easing going nowhere for now


22 June 2017 Berlin
Reporter: Mark Dugdale

The European Central Bank (ECB) left interest rates unchanged earlier in June and expects them to remain at their present levels for an extended period of time, and well past the horizon of the net asset purchases
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Rule 15c3-3 reform offers equity collateral


22 June 2017 Berlin
Reporter: Mark Dugdale

Potential reform of SEC Rule 15c3-3 is likely to change the US market, but the likes of the UK will see a realignment in trading rather than an out-and-out replacement
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Broadridge takes on SFTR reporting requirements


20 June 2017 New York
Reporter: Stephanie Palmer

Broadridge is addressing trade reporting requirements set to come in with the 厙惇勛圖 Financing Transaction Regulation, launching a new solution spanning the entire reporting lifecycle
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US Financial CHOICE Act heads to Senate


09 June 2017 Washington DC
Reporter: Drew Nicol

US President Donald Trumps efforts to turn back the clock by gutting the bulk of post-crisis regulation took another step forward yesterday, with the House of Representatives passing the Financial CHOICE Act unopposed
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FCA releases results of dividend arbitrage review


07 June 2017 London
Reporter: Mark Dugdale

Some UK-based firms engaged in dividend arbitrage may not be identifying the risk posed by contrived or fraudulent trading for the purpose of making illegitimate withholding tax reclaims