利卯郭肱

Leading the Way

Global 利卯郭肱 Finance News and Commentary

News by section

Latest news

Industry

Technology

People moves

Regulation

Buy side

Repo

Derivatives

ESG

Glossary

All regulation news

Deutsche Bank fined $41m for lack of anti-money laundering deficiencies

31 May 2017 Washington DC
Reporter: Drew Nicol

Deutsche Bank is facing a $41 million penalty and a consent cease and desist order from the US Federal Reserve for ��significant deficiencies�� in its anti-money laundering management

CCMA praises Canadian market participants on T+2 preparations

30 May 2017 Toronto
Reporter: Stephanie Palmer

Keith Evans praised the country��s financial markets regulators and participants in their efforts to prepare for the move to T+2 on 5 September, designed to ��further strengthen�� the marketplace

RMA offers amendments to Dodd-Frank rules

26 May 2017 Washington DC
Reporter: Drew Nicol

The Risk Management Association��s securities lending committee has written to the US Treasury as part of its President Donald Trump-mandated review of regulatory burdens on the financial system

Canadian securities regulator expands T+2 proposals

19 May 2017 Toronto
Reporter: Drew Nicol

The Canadian 利卯郭肱 Administrators has released its final proposal for the transition of mutual funds and equity and long-term debt to T+2 on 5 September

Shadow banking on the up, says FSB

11 May 2017 London
Reporter: Drew Nicol

Global shadow banking continued to grow in 2015 but the FSB did identify new risks that require fresh regulatory requirements

Hong Kong short sellers fined

08 May 2017 Hong Kong
Reporter: Drew Nicol

Two Hong Kong short sellers have been fined after pleading guilty to illegally shorting stocks

Pension funds given three-year exemption to EMIR central clearing

05 May 2017 Brussels
Reporter: Drew Nicol

Pension funds have been handed a three-year exemption from central clearing of OTC derivatives under EMIR

Malaysia allows corporate bond short selling

04 May 2017 Kuala Lumpur
Reporter: Drew Nicol

Principal dealers were permitted to conduct regulated short selling of corporate bonds from 13 April

ISLA allays MiFID II concern

12 April 2017 London
Reporter: Mark Dugdale

ISLA members had expressed particular concerns over the timing of reporting transactions with EU central banks, and whether they would be expected from the implementation date of MiFID II

ESMA issues final SFTR standards

31 March 2017 Paris
Reporter: Mark Dugdale

ESMA has issued its final report on standards for implementing SFTR, including a revision to collateral reporting

EU market participants too busy for CMU

20 March 2017 Brussels
Reporter: Drew Nicol

EU financial market participants are too bogged down in regulatory implementation to make the most of capital market opportunities, according to a BNY Mellon regional chief

Asia may have to stay another day

09 March 2017 Seoul
Reporter: Drew Nicol

Beneficial owners across Asia must come to terms with stay protocols in the near future if they want to do business in foreign markets

Get in touch

Home

RSS feed

News

Industry

Technology

People moves

Regulation

Buy side

Repo

Derivatives

ESG

Glossary

Magazine